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UBS PRINCIPAL CAPITAL ASIA LTD.

MERCHANT_BANK
UEN 199506770K· Profile updated: today

What is UBS PRINCIPAL CAPITAL ASIA LTD.'s regulatory standing?

Regulatory record

UBS PRINCIPAL CAPITAL ASIA LTD. holds a Merchant Bank licence issued by the Monetary Authority of Singapore. No MAS enforcement actions on file in the past five years.

Licence

Licence type
Merchant Bank ● MAS FID · 29 Apr 2026 ↗
Status
Active
Permitted activities
Dealing In Capital Markets ProductsAdvising on Investment Products ● MAS FID · 29 Apr 2026 ↗

Enforcement history (5 years)

No MAS enforcement actions recorded against UBS PRINCIPAL CAPITAL ASIA LTD. in the past five years. ● MAS Enforcement · 29 Apr 2026

Investor Alert List

UBS PRINCIPAL CAPITAL ASIA LTD. is not on the MAS Investor Alert List. ● MAS Alerts · 29 Apr 2026