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SOOCHOW SINGAPORE CAPITAL MARKETS (ASIA) PTE. LTD.

CMSL
UEN 201726618K· Profile updated: today

What is SOOCHOW SINGAPORE CAPITAL MARKETS (ASIA) PTE. LTD.'s regulatory standing?

Regulatory record

SOOCHOW SINGAPORE CAPITAL MARKETS (ASIA) PTE. LTD. holds a Capital Markets Services Licensee licence issued by the Monetary Authority of Singapore. No MAS enforcement actions on file in the past five years.

Licence

Licence type
Capital Markets Services Licensee ● MAS FID · 29 Apr 2026 ↗
Status
Active
Permitted activities
Advising on Corporate FinanceDealing In Capital Markets ProductsAdvising on Investment ProductsIssuing or Promulgating Analyses/Reports on Investment Products ● MAS FID · 29 Apr 2026 ↗

Enforcement history (5 years)

No MAS enforcement actions recorded against SOOCHOW SINGAPORE CAPITAL MARKETS (ASIA) PTE. LTD. in the past five years. ● MAS Enforcement · 29 Apr 2026

Investor Alert List

SOOCHOW SINGAPORE CAPITAL MARKETS (ASIA) PTE. LTD. is not on the MAS Investor Alert List. ● MAS Alerts · 29 Apr 2026